Compliance & Due Diligence
Specialized Under SARFAESI Act, 2002
At Caring Management Consultants Pvt. Ltd., we understand that compliance and due diligence are the foundation of every lawful recovery action. We provide specialized Compliance and Due Diligence Services exclusively for banks, NBFCs, and financial institutions managing secured assets under the SARFAESI Act, 2002.
We ensure that every enforcement, possession, auction, and asset disposal activity is executed within the boundaries of law - supported by proper documentation, audit readiness, and full transparency.
Our Role in Compliance & Due Diligence
SARFAESI-driven recovery demands strict procedural discipline. Even minor documentation or timeline errors can invalidate enforcement actions.
Our team focuses on pre-enforcement verification, statutory compliance validation, and legal documentation accuracy to ensure that every recovery action is protected, defensible, and compliant.
Who We Serve
- Public & Private Sector Banks
- Non-Banking Financial Companies (NBFCs)
- Asset Reconstruction Companies (ARCs)
- Legal & Audit Firms managing secured NPA portfolios
Our Core Compliance & Due Diligence Services
We manage the entire enforcement lifecycle, including:
Legal & Regulatory Compliance Review
We verify SARFAESI eligibility, security interest registration, and loan documentation, ensuring alignment with RBI guidelines, SARFAESI Rules, and banking regulations.
Pre-Enforcement Due Diligence
We examine borrower profiles, asset titles, encumbrances, loan terms, and valuation data to assess the legal and financial feasibility of recovery.
Documentation & Record Management
All statutory notices, possession reports, valuation records, and publications are reviewed, organized, and digitally archived for audit and tribunal reference.
Compliance Monitoring & Audit Support
We track statutory timelines, prepare compliance reports, and support internal audits, RBI inspections, and legal scrutiny.
Title Verification & Asset Validation
We conduct detailed title due diligence, verify ownership and encumbrances, and ensure the asset is legally transferable before auction or sale.
Why Compliance Matters
Under SARFAESI, even a small procedural lapse can nullify enforcement. Our compliance specialists ensure that no statutory, documentation, or timeline errors occur, protecting lenders from borrower challenges and litigation risk.
Why Choose Caring Management Consultants Pvt. Ltd.
- Exclusive SARFAESI compliance expertise
- End-to-end validation from loan review to post-recovery
- Legally accurate and court-defensible documentation
- Experienced banking, legal, and compliance professionals
- Transparent reporting and compliance checklists
- Strict data confidentiality and security protocols
Our Structured Approach
We follow a clear, law-driven framework:
Assessment → Validation → Execution → Reporting
This ensures that every SARFAESI action initiated by our clients is fully compliant and legally defensible.
Our Commitment
We uphold the highest standards of integrity, transparency, and legal precision.
Every notice, possession, and auction is prepared to withstand audit, tribunal, and court scrutiny.
“Compliance is not a formality - it is the foundation of lawful recovery.”
Frequently Asked Questions
Because even a minor procedural or documentation error can invalidate enforcement actions and lead to legal challenges before DRTs or courts.
Our services are designed for banks, NBFCs, Asset Reconstruction Companies (ARCs), and legal or audit firms handling secured NPA portfolios.
Yes. We conduct detailed title verification, ownership checks, and encumbrance searches to ensure assets are legally transferable before auction.
Yes. We provide complete documentation, compliance reports, and audit-ready records for internal, statutory, and RBI inspections.
Yes. CMC has pan-India compliance and coordination capability for SARFAESI-based recovery and enforcement matters.
Need Assistance with Recovery or Enforcement?
We provide end-to-end recovery and enforcement services built on experience and regulatory discipline.
